Robert S. Spencer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Sidney Spencer was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 1976 - March 16, 1983
LEBKUECHER, SPENCER, INC.
July 29, 1975 - May 21, 1980
M. H. DECKARD & CO., INC.
August 13, 1973 - June 22, 1975
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
November 22, 1971 - September 28, 1973
EQUITY ADVISORS INC
April 7, 1971 - September 28, 1973
R. S. SPENCER & ASSOCIATES, INC.
February 22, 1971 - May 14, 1971
EDWARD E. MATHEWS CO., INC.
March 12, 1970 - January 28, 1971
HARDY ASSOCIATES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 9/25/1976
Financial Principal ExaminationSeries 00
Date: 7/25/1968
General Securities Principal ExaminationCurrent Firm
LEBKUECHER, SPENCER, INC.
CRD#: 7273 / SEC#: , 8-20823
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
