Michael A. Russelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Russelle was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Lake Forest Graduate School
Master of Business Administration (MBA) - Management
2002
Indiana University
Bachelor of Science (BS) - Public AffairsManagement
1995
Experience
July 13, 2018 - December 21, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 3, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
January 31, 2017 - December 19, 2022
FIDELITY BROKERAGE SERVICES LLC
September 5, 2012 - January 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2012 - January 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2012 - August 28, 2012
VOYA FINANCIAL ADVISORS, INC.
January 3, 2012 - August 28, 2012
VOYA FINANCIAL ADVISORS, INC.
December 3, 2010 - December 22, 2011
INVESTMENT PROFESSIONALS, INC.
December 3, 2010 - December 22, 2011
INVESTMENT PROFESSIONALS, INC.
April 30, 2009 - December 8, 2010
SIGNATOR INVESTORS, INC.
September 8, 2008 - December 8, 2010
SIGNATOR INVESTORS, INC.
September 27, 2006 - June 12, 2007
J.P. MORGAN SECURITIES INC.
July 1, 2006 - June 12, 2007
J.P. MORGAN SECURITIES INC.
January 21, 2005 - September 27, 2006
BANC ONE SECURITIES CORPORATION
June 29, 2001 - July 1, 2006
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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