Adam S. Lenhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Scott Lenhardt, who also goes by Adam Lenhardt, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2001. Adam had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - August 8, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 1, 2023 - August 8, 2024
FIDELITY BROKERAGE SERVICES LLC
May 29, 2012 - August 10, 2018
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
November 11, 2010 - May 30, 2012
JANUS HENDERSON DISTRIBUTORS US LLC
January 14, 2010 - November 3, 2010
CURIAN CLEARING, LLC
March 21, 2007 - November 5, 2010
CURIAN CAPITAL, LLC
March 21, 2007 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 10, 2006 - March 19, 2007
WADDELL & REED
March 6, 2006 - March 19, 2007
WADDELL & REED
January 22, 2001 - March 1, 2006
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/1/2023
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
