Dustin W. Stadel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dustin Walker Stadel, who also goes by Dustin Stadel, was a registered financial professional .
Dustin is a previously registered financial professional and started their career in finance in 2000. Dustin had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2019 - June 30, 2021
PAYCHEX SECURITIES CORPORATION
July 3, 2017 - July 10, 2019
ADP BROKER-DEALER, INC.
February 17, 2010 - May 6, 2016
ADP BROKER-DEALER, INC.
December 16, 2009 - February 11, 2010
AMERICAN FIDELITY SECURITIES, INC.
March 13, 2008 - January 23, 2009
RIVERSOURCE DISTRIBUTORS, INC.
January 21, 2005 - March 13, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 21, 2005 - March 13, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 23, 2001 - February 9, 2005
CITIGROUP GLOBAL MARKETS INC.
December 22, 2000 - February 9, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
