Andrew H. Rich
Professional summary
Andrew H Rich, who also goes by Andrew Howard Rich, Andrew Rich, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Shelbyville, Tennessee.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew H Rich's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2021 - Present
BRIGHTHOUSE SECURITIES, LLC
July 1, 2019 - April 6, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 12, 2010 - July 3, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 4, 2007 - July 29, 2009
CAPITAL BROKERAGE CORPORATION
February 28, 2007 - April 25, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 4, 2004 - April 11, 2006
TRANSAMERICA CAPITAL, LLC
July 28, 2003 - April 14, 2004
BROWNCO, LLC
June 25, 2002 - July 24, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 26, 2001 - December 31, 2001
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2021)
(3/26/2021)
(12/11/2024)
(10/18/2024)
(3/26/2021)
(3/26/2021)
(8/2/2023)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
