Thipp Ratsaboutseua

QUANTUMLEAP WEALTH MANAGEMENT

St. Charles, MO 63303

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CRD#: 4317175

Professional summary

Thipp Ratsaboutseua, who also goes by Thipp Lake Ratsaboutseua, Thipphakhanh Lake Ratsaboutseua, is a registered financial advisor currently at QUANTUMLEAP WEALTH MANAGEMENT, LLC located in St. Charles, Missouri.

Thipp is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thipp has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thipp Lake Ratsaboutseua | Thipphakhanh Lake Ratsaboutseua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thipp Ratsaboutseua's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2014 - Present

QUANTUMLEAP WEALTH MANAGEMENT, LLC

Office #1: 2757 Plaza Way Suite 104, St. Charles, MO 63303

RIA

CRD#: 173585

St. Charles, MO

Past

April 5, 2007 - January 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHESTERFIELD, MO

Past

April 5, 2007 - January 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHESTERFIELD, MO

Past

May 5, 2006 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHESTERFIELD, MO

Past

May 5, 2006 - April 12, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHESTERFIELD, MO

Past

January 1, 2002 - May 9, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHESTERFIELD, MO

Past

May 11, 2001 - May 9, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

CHESTERFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/2/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/23/2001

General Securities Representative Examination

Current Firm

QUANTUMLEAP WEALTH MANAGEMENT, LLC

CRD#: 173585 / SEC#:

Missouri

Registered Investment Advisory firm - (11/21/2014 Approved)

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Contact information

Main Address

2757 Plaza Way Suite 104, St. Charles, MO 63303

Mailing Address

Phone number

(636) 866-1225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 6,315,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thipp Ratsaboutseua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thipp Ratsaboutseua's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2001

Series 63

Date: 2/14/2001

SIE

Date: 1/2/2015

Series 31

Date: 2/2/2001

Series 7

Date: 1/23/2001

Current Firm

QUANTUMLEAP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUANTUMLEAP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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