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Thipp Ratsaboutseua

QUANTUMLEAP WEALTH MANAGEMENT
ST. CHARLES, MO
·CRD# 4317175·25 years experience

Professional Summary

Thipp Ratsaboutseua, who also goes by Thipp Lake Ratsaboutseua, Thipphakhanh Lake Ratsaboutseua, is a registered financial advisor currently at QUANTUMLEAP WEALTH MANAGEMENT, LLC located in St. Charles, Missouri. Thipp is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thipp has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thipp Lake Ratsaboutseua, Thipphakhanh Lake Ratsaboutseua

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

QUANTUMLEAP WEALTH MANAGEMENT, LLC·CRD# 173585
RIA
2757 Plaza Way Suite 104, St. Charles, MO 63303
December 22, 2014 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Chesterfield, MO
April 5, 2007 - January 2, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Chesterfield, MO
April 5, 2007 - January 2, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Chesterfield, MO
May 5, 2006 - April 12, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Chesterfield, MO
May 5, 2006 - April 12, 2007
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Chesterfield, MO
January 1, 2002 - May 9, 2006
MORGAN STANLEY DW INC.·CRD# 7556
BD
Chesterfield, MO
May 11, 2001 - May 9, 2006

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Current Firm

QW
QUANTUMLEAP WEALTH MANAGEMENT, LLC

QUANTUMLEAP WEALTH MANAGEMENT, LLC

CRD#: 173585
Missouri
Registered Investment Advisory firm - Missouri (11/21/2014 Approved)

Contact Information

Main Address

2757 Plaza Way Suite 104, St. Charles, MO 63303

Phone Number

(636) 866-1225

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

28

AUM (Assets Under Management)

$7,283,051

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(12/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thipp Ratsaboutseua's CRS (Customer Relationship Summary).

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