William R. Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Randolph Fitzpatrick JR, who also goes by William Randolph Fitzpatrick Jr., William Randolph Fitzpatrick, Randy Fitzpatrick, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2006 - December 9, 2014
EIDE BAILLY ADVISORS, LLC
February 23, 2006 - August 19, 2013
SECURITIES AMERICA, INC.
December 6, 2000 - March 8, 2006
1ST GLOBAL CAPITAL CORP.
January 1, 2000 - November 28, 2006
FITZPATRICK & COMPANY FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EIDE BAILLY ADVISORS, LLC
CRD#: 113564 / SEC#: 801-64548
Contact information
Red Flags
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