Erik Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Larsen was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2001. Erik had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - August 17, 2016
AST INVESTMENT SERVICES, INC.
May 19, 2011 - August 17, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 1, 2005 - May 19, 2011
MSI FINANCIAL SERVICES, INC.
February 23, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 23, 2005 - May 19, 2011
MSI FINANCIAL SERVICES, INC.
January 8, 2001 - April 23, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
