George D. Deshields
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Douglas Deshields, who also goes by G Douglas Deshields, Doug Deshields, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2001. George had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2005 - December 5, 2012
CAPSTONE FINANCIAL PLANNING, INC.
June 16, 2005 - October 21, 2005
INVESTORS CAPITAL CORP.
May 13, 2004 - June 16, 2005
EASTERN POINT ADVISORS INC.
May 13, 2004 - October 21, 2005
INVESTORS CAPITAL CORP.
January 2, 2004 - June 7, 2004
HAYDEN HARPER FINANCIAL, INC.
April 15, 2003 - July 24, 2003
C.P. ADVISORY SERVICES
January 24, 2001 - July 11, 2003
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPSTONE FINANCIAL PLANNING, INC.
CRD#: 137141 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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