Cameron K. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron Kevin Ward, who also goes by Cameron Kevin Ward, was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 2003. Cameron had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2010 - October 24, 2012
GREAT POINT CAPITAL LLC
March 26, 2008 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
January 30, 2006 - March 26, 2008
TERRA NOVA FINANCIAL, LLC
January 25, 2005 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
December 11, 2003 - March 22, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
