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LR

Lawrence I. Reinharz

W G SECURITIES
Woodbridge, CT 06525
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CRD#: 4316477
LR

Professional summary


Lawrence Irwin Reinharz, who also goes by Larry Reinharz, is a registered financial professional currently at W G SECURITIES, LLC located in Woodbridge, Connecticut.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2001. Lawrence has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Reinharz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lawrence Irwin Reinharz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 27, 2006 - Present

W G SECURITIES, LLC

Office #1: 1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525
BD
CRD#: 140869
Woodbridge, CT
Past

May 29, 2003 - June 1, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WHITE PLAINS, NY
Past

January 19, 2001 - June 1, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/11/2006)
RR
Connecticut
(10/31/2006)
RR
Florida
(2/7/2007)
RR
Illinois
(9/20/2018)
RR
Massachusetts
(4/11/2012)
RR
New Jersey
(7/30/2015)
RR
Texas
(6/18/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/11/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WG
W G SECURITIES, LLC
W G SECURITIES, LLC

CRD#: 140869 / SEC#: , 8-67346

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525
Mailing Address
1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525
Phone number
(203) 389-8400
Established
Delaware since 12/20/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WOODBRIDGE INTERNATIONAL, LLCMEMBER
REINHARZ, LAWRENCE IRWINMANAGER, CCO, EXECUTIVE REP4316477
STEWART, SCOTT ALEXANDERFINOP6977422

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


W G SECURITIES, LLC

CRD#: 140869Woodbridge, CT 06525

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