Kevin Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Johnson, who also goes by Kevin Willis Johnson, Kevin Willis Johnson, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - May 30, 2017
GRACE CAPITAL MANAGEMENT, LLC
June 23, 2014 - May 5, 2016
HORTER INVESTMENT MANAGEMENT, LLC
September 10, 2010 - March 11, 2014
KEVSON FINANCIAL MANAGEMENT INC
November 19, 2008 - May 3, 2010
PLANMEMBER SECURITIES CORPORATION
November 14, 2008 - May 3, 2010
PLANMEMBER SECURITIES CORPORATION
September 8, 2005 - November 13, 2008
KEVSON FINANCIAL MANAGEMENT INC
October 6, 2004 - December 31, 2006
BROKERSXPRESS LLC
August 21, 2003 - September 30, 2004
USALLIANZ SECURITIES, INC.
April 23, 2003 - September 30, 2004
USALLIANZ SECURITIES, INC.
January 30, 2001 - March 24, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRACE CAPITAL MANAGEMENT, LLC
CRD#: 169813 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
