Michael W. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wayne Howard, who also goes by Michael Wayne Howard, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - July 18, 2024
BRIGHTHOUSE SECURITIES, LLC
July 26, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
July 26, 2013 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
August 28, 2007 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
July 20, 2006 - August 30, 2007
TRUIST INVESTMENT SERVICES, INC.
June 28, 2006 - August 30, 2007
TRUIST INVESTMENT SERVICES, INC.
February 9, 2004 - June 19, 2006
T. ROWE PRICE ADVISORY SERVICES, INC.
February 4, 2004 - June 19, 2006
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 1, 2002 - January 15, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 22, 2002 - January 15, 2004
IDS LIFE INSURANCE COMPANY
July 22, 2002 - January 15, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
February 2, 2001 - June 3, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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