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Michael Wayne Howard

CRD# 4316249·Registered 2001 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Wayne Howard, who also goes by Michael Wayne Howard, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2001 - 2024. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Wayne Howard

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BRIGHTHOUSE SECURITIES, LLC·CRD# 285300
BD
Charlotte, NC
March 6, 2017 - July 18, 2024
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
July 26, 2013 - January 2, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
July 26, 2013 - March 6, 2017
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Tampa, FL
August 28, 2007 - June 30, 2016
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Tampa, FL
July 20, 2006 - August 30, 2007
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Tampa, FL
June 28, 2006 - August 30, 2007
T. ROWE PRICE ADVISORY SERVICES, INC.·CRD# 108958
RIA
Tampa, FL
February 9, 2004 - June 19, 2006
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Tampa, FL
February 4, 2004 - June 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Tampa, FL
August 1, 2002 - January 15, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 22, 2002 - January 15, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
July 22, 2002 - January 15, 2004
EDWARD JONES·CRD# 250
BD
St. Louis, MO
February 2, 2001 - June 3, 2002

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Current Firm

BS
BRIGHTHOUSE SECURITIES, LLC

BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300 / SEC#: 8-69845
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

11225 North Community House Road, Charlotte, NC 28277

Mailing Address

11225 North Community House Road, Charlotte, NC 28277

Phone Number

(800) 848-3854

Established

Delaware since 02/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHTHOUSE HOLDINGS, LLCSOLE MEMBER (SHAREHOLDER)—
BEAULIEU, PHILIP JOHNATHONVICE PRESIDENT5300540
DAVIS, MICHAEL BENJAMINVICE PRESIDENT1742347
LAMBERT, MYLES JOSEPHCHAIRMAN PRESIDENT AND CEO3107551
MACILVANE, KEVIN MICHAEL JRVICE PRESIDENT5164574
MARTINEZ, JOHN GREGORYPRINCIPAL FINANCIAL OFFICER2210722
MORGAN, JANET MARIEVICE PRESIDENT AND TREASURER6770849
NIGRO, GERARD JOSEPHVICE PRESIDENT1577003
PROHONIC, KRISTIN LEECHIEF COMPLIANCE OFFICER3048592

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2007About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2007About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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