Sharon J. Hatfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Jean Hatfield, who also goes by Sharon Jean Dethlefsen, Sharon Hatfield, Sharon Jean Rowe, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2001. Sharon had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2013 - October 18, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
March 15, 2012 - March 13, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
September 5, 2008 - September 9, 2010
ALLSTATE FINANCIAL ADVISORS, LLC
August 12, 2008 - August 31, 2010
ALLSTATE FINANCIAL SERVICES, LLC
June 6, 2006 - October 18, 2021
EVERLAKE DISTRIBUTORS, LLC
August 31, 2004 - March 20, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
August 5, 2003 - March 20, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
September 20, 2002 - July 28, 2003
HARRISDIRECT LLC
May 1, 2002 - July 28, 2003
HARRISDIRECT LLC
April 8, 2002 - May 1, 2002
HARRIS INVESTORLINE INC.
February 6, 2001 - April 23, 2002
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.