Suzanne W. Hornick

ASSET PLANNING

Knoxville, TN 37923

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CRD#: 4316045

Professional summary

Suzanne Waddell Hornick, CFP®, who also goes by Suzanne Waddell Himes, is a registered financial advisor currently at ASSET PLANNING CORPORATION located in Knoxville, Tennessee.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Suzanne has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Waddell Himes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Waddell Hornick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 1, 2008 - Present

ASSET PLANNING CORPORATION

Office #1: 234 S. Peters Rd. Suite 102, Knoxville, TN 37923

RIA

CRD#: 7890

Knoxville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET PLANNING CORPORATION

APC FINANCIAL PLANNING | ASSET PLANNING CORPORATION

CRD#: 7890 / SEC#: 801-11448, 8-23612

RIA

Registered Investment Advisory firm - SEC (4/2/1976 Approved)

Terminated by SEC on 05/30/2003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ASSET PLANNING CORPORATION

APC FINANCIAL PLANNING | ASSET PLANNING CORPORATION

CRD#: 7890 / SEC#: 801-11448, 8-23612

RIA

Registered Investment Advisory firm - SEC (4/2/1976 Approved)

Terminated by SEC on 05/30/2003

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Contact information

Main Address

234 S. Peters Rd. Suite 102, Knoxville, TN 37923

Mailing Address

Phone number

(865) 690-1231

Established

Tennessee since 05/06/1975

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET PLANNING CORPORATION DISCLOSURE BROCHURE (8/26/2025)

Direct owners and executive officers

Name	Position	CRD#
FAIN, PAUL KEMP III	PRESIDENT	1790210
FAIN, DONNA J	SECRETARY	1496506
FLETCHER, ANNE SEVERANCE	FINANCIAL ADVISER	3003090

Regulatory assets under management

Total Number of Accounts	928
AUM (Assets Under Management)	$ 406,642,405

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/05/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Suzanne W. Hornick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Waddell Hornick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET PLANNING CORPORATION

Primary Firm SEC Registration

ASSET PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

ASSET PLANNING CORPORATION

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSET PLANNING CORPORATION

TRUST BUT VERIFY

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