Kenny A. Akindemowo
Professional summary
Kenny Akinfolarin Akindemowo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenny is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Kenny had worked at 8 firms, which includes PRUCO SECURITIES LLC., WADDELL & REED, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, WELLS FARGO INVESTMENTS LLC, VALIC FINANCIAL ADVISORS INC., FORESTERS EQUITY SERVICES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2010 - October 5, 2011
PRUCO SECURITIES, LLC.
October 15, 2008 - July 9, 2009
WADDELL & REED
May 23, 2006 - April 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2006 - April 23, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2005 - November 28, 2005
WELLS FARGO INVESTMENTS, LLC
February 9, 2004 - November 12, 2004
VALIC FINANCIAL ADVISORS, INC.
December 20, 2002 - April 24, 2003
FORESTERS EQUITY SERVICES, INC.
June 5, 2001 - January 3, 2003
METROPOLITAN LIFE INSURANCE COMPANY
June 5, 2001 - January 3, 2003
MSI FINANCIAL SERVICES, INC.
January 1, 2001 - June 11, 2001
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| DEPEW, SCOTT EMORY | ELECTED MANAGER | 2820574 |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
