Jackson E. Spears

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CRD#: 431568

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jackson Edward Spears JR, who also goes by Jackson E Spears Jr, was a registered financial professional .

Jackson is a previously registered financial professional and started their career in finance in 1970. Jackson had worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 86, PC, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jackson E Spears Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 8, 2014 - October 20, 2014

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

September 9, 2009 - March 1, 2012

GAR WOOD SECURITIES, LLC

CRD#: 138033

MILWAUKEE, WI

Past

September 29, 2008 - September 9, 2009

THE ROBINS GROUP LLC

CRD#: 41894

MILWAUKIE, OR

Past

April 11, 2005 - August 28, 2008

CAPSTONE INVESTMENTS

CRD#: 41400

MILWAUKEE, WI

Past

August 29, 2002 - November 27, 2002

PEREGRINE FINANCIALS & SECURITIES, INC.

CRD#: 43992

CHICAGO, IL

Past

January 2, 1997 - March 16, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

December 6, 1984 - January 2, 1997

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Past

July 26, 1982 - January 14, 1985

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

Past

January 12, 1978 - August 10, 1982

BALFOUR INVESTORS INC.

CRD#: 7382

Past

March 14, 1975 - December 14, 1977

JII SECURITIES INC.

CRD#: 406

Past

May 15, 1973 - March 21, 1975

ADAMS & PECK

CRD#: 8

Past

March 14, 1972 - June 4, 1973

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

Past

December 7, 1970 - April 3, 1972

COENEN & COMPANY

CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/16/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/26/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/11/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

PC

Date: 8/31/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 6/17/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2005

General Securities Principal Examination

Current Firm

SANDLAPPER SECURITIES, LLC

CRD#: 137906 / SEC#: , 8-67128

Terminated by SEC on 07/21/2020

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Contact information

Main Address

Mailing Address

Phone number

Established

South Carolina since 06/30/2005

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GORDON, TREVOR LEE	CEO, CCO AND MANAGING MEMBER	2195122
BIXLER, JACK CHARLES	PRESIDENT-CAPITAL MARKETS DIVISION	22331

Disclosures

Regulatory Event	5
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jackson E. Spears

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GAR WOOD SECURITIES, LLC

THE ROBINS GROUP LLC

CAPSTONE INVESTMENTS

PEREGRINE FINANCIALS & SECURITIES, INC.

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

WELLS FARGO INVESTMENTS, LLC

BALFOUR INVESTORS INC.

JII SECURITIES INC.

ADAMS & PECK

TP ICAP GLOBAL MARKETS AMERICAS LLC

COENEN & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/2005

SIE

Date: 10/20/2014

Series 87

Date: 8/26/2005

Series 86

Date: 7/11/2005

PC

Date: 8/31/1977

Series 1

Date: 6/17/1968

Series 24

Date: 8/10/2005

Current Firm

SANDLAPPER SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SANDLAPPER SECURITIES, LLC

TRUST BUT VERIFY

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