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Jackson Edward Spears Jr

CRD# 431568·Registered 1970 - 2014
Previously Registered: Being a previously registered professional could mean that Jackson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jackson Edward Spears JR, who also goes by Jackson E Spears Jr, was a registered financial advisor. Jackson was a previously registered financial professional and started their career in finance 1970 - 2014. Jackson had worked at 13 firms and has passed the Series 63, SIE, Series 87, Series 86, PC, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jackson E Spears Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

SANDLAPPER SECURITIES, LLC·CRD# 137906
BD
Greenville, SC
January 8, 2014 - October 20, 2014
GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Milwaukee, WI
September 9, 2009 - March 1, 2012
THE ROBINS GROUP LLC·CRD# 41894
BD
Milwaukie, OR
September 29, 2008 - September 9, 2009
CAPSTONE INVESTMENTS·CRD# 41400
BD
Milwaukee, WI
April 11, 2005 - August 28, 2008
PEREGRINE FINANCIALS & SECURITIES, INC.·CRD# 43992
BD
Chicago, IL
August 29, 2002 - November 27, 2002
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 2, 1997 - March 16, 2001
THE CHICAGO CORPORATION·CRD# 1449
BD
Chicago, IL
December 6, 1984 - January 2, 1997
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
July 26, 1982 - January 14, 1985
BALFOUR INVESTORS INC.·CRD# 7382
BD
January 12, 1978 - August 10, 1982
JII SECURITIES INC.·CRD# 406
BD
March 14, 1975 - December 14, 1977
ADAMS & PECK·CRD# 8
BD
May 15, 1973 - March 21, 1975
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
March 14, 1972 - June 4, 1973
COENEN & COMPANY·CRD# 1000003
BD
December 7, 1970 - April 3, 1972

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Current Firm

SS
SANDLAPPER SECURITIES, LLC

SANDLAPPER SECURITIES, LLC

CRD#: 137906 / SEC#: 8-67128
BD
Terminated by SEC on 07/21/2020

Contact Information

Established

South Carolina since 06/30/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON, TREVOR LEECEO, CCO AND MANAGING MEMBER2195122
BIXLER, JACK CHARLESPRESIDENT-CAPITAL MARKETS DIVISION22331

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2005About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jul 2005About the Series 86 exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 1 — Registered Representative Examination

Passed Jun 1968

Series 24 — General Securities Principal Examination

Passed Aug 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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