Jeffrey B. Pereira

JBP FINANCIAL LLC

North Smithfield, RI

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CRD#: 4315596

Professional summary

Jeffrey Brian Pereira is a registered financial advisor currently at JBP FINANCIAL LLC located in North Smithfield, Rhode Island.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Beginning in 2006, started to sell life insurance, not investment related. Accounts for about 5% of his time, none during security hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Pereira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2022 - Present

JBP FINANCIAL LLC

RIA

CRD#: 321170

North Smithfield, RI

Past

May 30, 2013 - November 7, 2022

ATLANTIS ASSET MANAGEMENT, LLC

RIA

CRD#: 160462

NEW YORK, NY

Past

December 4, 2008 - September 3, 2009

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

CRD#: 38654

SO. EASTON, MA

Past

May 30, 2007 - November 20, 2008

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

MONACA, PA

Past

April 6, 2006 - December 31, 2011

CAPITAL MANAGEMENT GROUP, LLC

RIA

CRD#: 139140

EAST PROVIDENCE, RI

Past

July 24, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PROVIDENCE, RI

Past

January 22, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/20/2001

General Securities Representative Examination

Current Firm

JBP FINANCIAL LLC

JBP FINANCIAL LLC | PEREIRA, JEFFREY BRIAN

CRD#: 321170 / SEC#:

Rhode Island

Registered Investment Advisory firm - (6/23/2022 Approved)

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Contact information

Main Address

North Smithfield, RI

Mailing Address

Phone number

(401) 338-4147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 18,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Pereira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Pereira's CRS (Customer Relationship Summary).

Certified licenses

Experience

JBP FINANCIAL LLC

ATLANTIS ASSET MANAGEMENT, LLC

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

FORTUNE FINANCIAL SERVICES, INC.

CAPITAL MANAGEMENT GROUP, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2001

Series 31

Date: 2/17/2004

Series 7

Date: 1/20/2001

Current Firm

JBP FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JBP FINANCIAL LLC

TRUST BUT VERIFY

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