Jonathan E. Flynn
Professional summary
Jonathan E Flynn, who also goes by Jon Flynn, Jonathan E Flynn, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan E Flynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119February 12, 2018 - January 6, 2022
DWS DISTRIBUTORS, INC.
January 7, 2013 - December 12, 2017
FEF DISTRIBUTORS, LLC
July 21, 2005 - December 21, 2012
LORD, ABBETT & CO. LLC
April 4, 2003 - June 24, 2005
LORD, ABBETT & CO. LLC
April 4, 2003 - December 21, 2012
LORD ABBETT DISTRIBUTOR LLC
May 2, 2002 - March 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2001 - March 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 2001 - November 27, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2024)
(5/9/2024)
(5/14/2024)
(5/8/2024)
(1/3/2023)
(6/28/2022)
(5/9/2024)
(5/8/2024)
(5/9/2024)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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