William J. Roth

CLEARVIEW PORTFOLIO CONSULTING LLC

Chalfont, PA

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CRD#: 4315166

Professional summary

William John Roth IV, who also goes by Bill John Roth IV, William John Roth, is a registered financial advisor currently at CLEARVIEW PORTFOLIO CONSULTING LLC located in Chalfont, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 11 firms and has passed the Series 66, SIE, Series 87, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill John Roth Iv | William John Roth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Roth IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2019 - Present

CLEARVIEW PORTFOLIO CONSULTING LLC

RIA

CRD#: 304473

Chalfont, PA

Past

September 6, 2017 - April 18, 2019

WELLFULL

RIA

CRD#: 288705

HARLEYSVILLE, PA

Past

August 5, 2016 - November 13, 2017

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

Skippack, PA

Past

June 15, 2016 - April 24, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Harleysville, PA

Past

November 17, 2014 - May 23, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Plymouth Meeting, PA

Past

November 10, 2014 - May 26, 2016

THE CENTURION GROUP, LLC

RIA

CRD#: 155430

PLYMOUTH MEETING, PA

Past

September 23, 2013 - May 26, 2016

MMA ASSET MANAGEMENT LLC

RIA

CRD#: 155426

PLYMOUTH MEETING, PA

Past

September 17, 2013 - September 17, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLYMOUTH MEETING, PA

Past

September 17, 2013 - November 17, 2014

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH MEETING, PA

Past

June 4, 2012 - September 16, 2013

CAPITAL ANALYSTS

RIA

CRD#: 162200

WEST CONSHOHOCKEN, PA

Past

June 1, 2012 - September 16, 2013

LINCOLN INVESTMENT

RIA

CRD#: 519

WYNCOTE, PA

Past

June 1, 2012 - September 16, 2013

LINCOLN INVESTMENT

CRD#: 519

WYNCOTE, PA

Past

April 28, 2008 - June 1, 2012

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

WEST CONSHOHOCKEN, PA

Past

April 28, 2008 - June 1, 2012

CINCINNATI ANALYSTS, INC.

CRD#: 5478

WEST CONSHOHOCKEN, PA

Past

June 16, 2005 - April 1, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

April 11, 2005 - April 1, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

May 24, 2001 - March 4, 2005

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 12/15/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/21/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/2010

General Securities Principal Examination

Current Firm

CLEARVIEW PORTFOLIO CONSULTING LLC

CRD#: 304473 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (7/30/2019 Approved)

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Contact information

Main Address

Chalfont, PA

Mailing Address

Phone number

(215) 622-3375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Roth IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLFULL

PLATINUM WEALTH PARTNERS

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

THE CENTURION GROUP, LLC

MMA ASSET MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LINCOLN INVESTMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2005

SIE

Date: 10/1/2018

Series 87

Date: 12/15/2011

Series 7

Date: 8/21/2002

Series 6

Date: 5/23/2001

Series 24

Date: 11/15/2010

Current Firm

CLEARVIEW PORTFOLIO CONSULTING LLC

Contact information

Documents

Red Flags

Company Information

CLEARVIEW PORTFOLIO CONSULTING LLC

TRUST BUT VERIFY

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