Michael S. Sondheim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Steven Sondheim, who also goes by Michael Steve Sondheim, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2019 - August 28, 2025
SOUTH COVE FINANCIAL, LLC
March 13, 2017 - April 8, 2019
BROOKSTONE WEALTH ADVISORS, LLC
June 1, 2016 - March 10, 2017
AE WEALTH MANAGEMENT, LLC
April 28, 2015 - June 7, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
Primary Firm SEC Registration
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SOUTH COVE FINANCIAL, LLC
CRD#: 284554 / SEC#: 801-131362
Contact information
Regulatory assets under management
| Total Number of Accounts | 378 |
| AUM (Assets Under Management) | $ 145,000,000 |
Red Flags
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