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Timothy F. Alfano

Some features on this profile are disabled
CRD#: 4314964
TA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Francis Alfano was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2001. Timothy had worked at 11 firms and has passed the Series 25 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 3, 2011 - January 8, 2014

DOYLE, INC.

BD
CRD#: 144141
QUEENS, NY
Past

June 28, 2010 - January 3, 2011

MICHAEL P. O'KEEFE INC.

BD
CRD#: 32721
NEW YORK, NY
Past

January 4, 2010 - June 28, 2010

LUCID CAPITAL MARKETS, LLC

BD
CRD#: 140345
NEW YORK, NY
Past

February 8, 2008 - February 5, 2010

TAG SECURITIES CORP.

BD
CRD#: 104076
NEW YORK, NY
Past

May 18, 2007 - July 24, 2007

TAG SECURITIES CORP.

BD
CRD#: 104076
NEW YORK, NY
Past

June 28, 2005 - May 22, 2007

ALFANO, PATRICK MICHAEL

BD
CRD#: 136116
NEW YORK, NY
Past

March 28, 2005 - July 5, 2005

JAMES ROBERT BURKE

BD
CRD#: 122295
NEW YORK, NY
Past

July 14, 2004 - March 31, 2005

SDS SECURITIES CORP.

BD
CRD#: 129413
NEW YORK, NY
Past

August 13, 2003 - January 20, 2004

MARQUIS HOLDINGS, INC.

BD
CRD#: 123621
NEW YORK, NY
Past

January 29, 2003 - June 14, 2004

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

December 6, 2002 - August 13, 2003

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

July 10, 2002 - October 29, 2002

LANZARO, ANTHONY JOSEPH

BD
CRD#: 33086
NEW YORK, NY
Past

January 11, 2001 - June 18, 2002

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 25
Date: 4/24/2003
NYSE Trading Assistant Examination

Current Firm

DI
DOYLE, INC.
DOYLE NYX INC. | DOYLE, JOHN JOSEPH | DOYLE, INC.

CRD#: 144141 / SEC#: , 8-67637

BD
Terminated by SEC on 10/26/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 12/22/2010
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DOYLE, JOHN JOSEPHPRES/SECY/TREAS/CFO/CCO/COO1724233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOYLE, INC.

CRD#: 144141

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