Nicholas C. Psilos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Constantine Psilos II, who also goes by Nicholas C Psilos, Nicholas Constantine Psilos, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2001. Nicholas had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2013 - May 20, 2016
SOVEREIGN WEALTH STRATEGISTS LLC
March 30, 2012 - September 11, 2012
PURSHE KAPLAN STERLING INVESTMENTS
June 21, 2011 - April 3, 2012
FSC SECURITIES CORPORATION
December 21, 2007 - June 9, 2011
AVANTAX INVESTMENT SERVICES, INC.
November 10, 2006 - October 8, 2007
NATCITY INVESTMENTS, INC.
November 10, 2006 - October 8, 2007
NATCITY INVESTMENTS, INC.
December 7, 2005 - November 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
December 6, 2005 - November 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
February 5, 2002 - December 1, 2005
ROBERT W. BAIRD & CO. INCORPORATED
January 17, 2001 - February 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOVEREIGN WEALTH STRATEGISTS LLC
CRD#: 166108 / SEC#:
Contact information
Red Flags
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