Louis J. Brown

SOUTHBRIDGE ADVISORS

Marieta, GA 30068

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CRD#: 4314871

Professional summary

Louis J Brown, AIF® is a registered financial advisor currently at SOUTHBRIDGE ADVISORS, LLC located in Marieta, Georgia.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Louis has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-HOMRICH BERG; INVESTMENT RELATED; 3060 PEACHTREE RD., SUITE 830, ATLANTA 30305; FINANCIAL PLANNING/ FAMILY OFFICE; SOLICITOR; 2010; <1 HRS/MONTH; 0 HRS/DAY; COMPENSATION-SOLICITORS FEE, % OF FEE; CURRENTLY INACTIVE- ARRANGEMENT TO INTRODUCE HB AS A PERSONAL CFO/ FAMILY OFFICE PROVIDER. 2-LIFE INSURANCE ADVISORY & GROUP HEALTH ADVISORY; NON-INVESTMENT RELATED; 4045 ORCHARD ROAD, SUITE 220 SMYRNA 30080; LIFE INSURANCE ADVISORY; ADVISOR; 2001; 5 HRS/MONTH; N/A; COMPENSATION-COMMISSIONS; ASSIST CLIENTS IN THE PROCUREMENT OF LIFE INSURANCE AND GROUP HEALTH. 3-Golf Consulting;not investment related;golf course/facility consulting services;1/15/2016;10-20 hrs/month;0 hrs during trading;assisting developers with golf related projects including feasibility,course architect selection,project management,club management vendor selection,marketing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis J Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 13, 2019 - Present

SOUTHBRIDGE ADVISORS, LLC

Office #1: 533 Johnson Ferry Road Suite 200, Marieta, GA 30068

RIA

CRD#: 306075

Marieta, GA

Past

September 17, 2013 - March 26, 2020

SOUTHBRIDGE

RIA

CRD#: 119040

MARRIETTA, GA

Past

November 9, 2007 - February 6, 2013

SOUTHBRIDGE

RIA

CRD#: 119040

SMYRNA, GA

Past

September 18, 2006 - December 4, 2017

TRIAD ADVISORS LLC

CRD#: 25803

SMYRNA, GA

Past

April 21, 2005 - August 18, 2006

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ATLANTA, GA

Past

April 21, 2005 - August 18, 2006

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ATLANTA, GA

Past

March 25, 2003 - May 4, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

ATLANTA, GA

Past

January 1, 2001 - May 4, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 1, 2001 - May 4, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHBRIDGE ADVISORS, LLC

SNIDERMAN WEALTH MANAGEMENT LLC | SOUTHBRIDGE ADVISORS, LLC

CRD#: 306075 / SEC#: 801-117769

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2000

General Securities Representative Examination

Current Firm

SOUTHBRIDGE ADVISORS, LLC

SNIDERMAN WEALTH MANAGEMENT LLC | SOUTHBRIDGE ADVISORS, LLC

CRD#: 306075 / SEC#: 801-117769

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

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Contact information

Main Address

533 Johnson Ferry Road Suite 200, Marieta, GA 30068

Mailing Address

Phone number

(866) 797-8693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE BROCHURE (3/30/2025)

FORM ADV PART 2A - FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 349,736,637

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis J. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis J Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHBRIDGE

SOUTHBRIDGE

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SOUTHBRIDGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2001

SIE

Date: 12/4/2017

Series 7

Date: 12/29/2000

Current Firm

SOUTHBRIDGE ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHBRIDGE ADVISORS, LLC

TRUST BUT VERIFY

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