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William Mckinley Landers

CRD# 4314754·Registered 2001 - 2003
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Mckinley Landers was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 2001 - 2003. William had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

PENSION PLANNERS SECURITIES, INC.·CRD# 14068
BD
Sacramento, CA
October 23, 2003 - November 5, 2003
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Carpinteria, CA
December 5, 2002 - July 15, 2003
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
RIA
Campbell, CA
December 4, 2002 - July 15, 2003
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
RIA
Folsom, CA
June 21, 2001 - December 20, 2002
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Folsom, CA
March 29, 2001 - December 20, 2002
DONAHUE SECURITIES, INC.·CRD# 24330
BD
Cincinnati, OH
January 30, 2001 - March 6, 2001

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Current Firm

PP
PENSION PLANNERS SECURITIES, INC.

ANGUS BARKER & NEUBERT SECURITIES | PENSION PLANNERS SECURITIES, INC. | PENSION PLANNERS INSURANCE SERVICES, INC. | ANGUS, BARKER & NEUBERT SECURITIES, INC.

CRD#: 14068 / SEC#: 8-30212
BD
Terminated by SEC on 12/30/2008

Contact Information

Established

California since 07/23/1983

Firm Type

Corporation

Fiscal Year End

September

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BAR FINANCIAL, LLCLLC—
BRACKETT, JOHN LAWRENCEPRESIDENT832912
BARKER, WILLIAM ARTHURVICE PRESIDENT12584
COCO, GINA MARIEVICE PRESIDENT AND CEO2123653
NEUBERT, JON MICHAELTREASURER346663

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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