John F. Allen
Professional summary
John Faulkner Allen is a registered financial professional currently at QUANTITATIVE BROKERS, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Faulkner Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2015 - Present
QUANTITATIVE BROKERS, LLC
Office #1: 285 Madison Avenue Suite 1700, New York, NY 10017Office #2: 285 Madison Avenue Suite 1700, New York, NY 10017December 6, 2011 - October 14, 2015
OPEN TO THE PUBLIC INVESTING, INC.
July 15, 2011 - December 5, 2011
ECHOTRADE LLC
March 3, 2003 - August 10, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
January 18, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/12/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
QUANTITATIVE BROKERS, LLC
CRD#: 169876 / SEC#: , 8-69396
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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