Yefim Zverin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yefim Zverin, who also goes by Jeff Zverin, Yefim Jeff Zverin, was a registered financial professional .
Yefim is a previously registered financial professional and started their career in finance in 2001. Yefim had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2012 - December 31, 2015
WINDSOR STREET CAPITAL, LP
June 15, 2009 - September 26, 2012
GLENDALE SECURITIES, INC.
September 1, 2004 - June 16, 2009
DILLON SCOTT SECURITIES, INC.
February 26, 2002 - September 7, 2004
CLARK STREET CAPITAL, INC.
May 23, 2001 - February 14, 2002
WELLS FARGO CLEARING SERVICES, LLC
January 17, 2001 - May 16, 2001
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
