John C. Weldon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Weldon, who also goes by Chris Weldon, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - August 24, 2020
CORNER4
January 3, 2012 - November 14, 2013
PROSPECT HILL CAPITAL MANAGEMENT LLC
June 23, 2003 - October 22, 2007
CRT CAPITAL GROUP LLC
February 14, 2001 - June 23, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/11/2001
Limited Representative-Equity Trader ExamCurrent Firm
CORNER4
CRD#: 299973 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
