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JW

John Christopher Weldon

CRD# 4314597·Registered 2001 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Christopher Weldon, who also goes by Chris Weldon, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2001 - 2020. John had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Weldon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CORNER4·CRD# 299973
RIA
Austin, TX
February 28, 2019 - August 24, 2020
PROSPECT HILL CAPITAL MANAGEMENT LLC·CRD# 158896
RIA
Arlington, VA
January 3, 2012 - November 14, 2013
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
June 23, 2003 - October 22, 2007
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 14, 2001 - June 23, 2003

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Current Firm

CO
CORNER4

CORNER4 | CORNER4 LLC

CRD#: 299973

Contact Information

Main Address

3801 N. Cap Of Texas Hwy Suite E-240, Austin, TX 78746

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2001About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2001

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JW
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