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Thomas John Fisher Jr.

CRD# 4314535·Registered 2000 - 2025
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas John Fisher Jr., who also goes by Thomas John Fisher Jr., Thomas John Fisher, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2000 - 2025. Thomas had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas John Fisher Jr., Thomas John Fisher

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
New London, CT
January 30, 2025 - February 20, 2025
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
New London, CT
August 26, 2024 - February 20, 2025
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
New York, NY
August 15, 2017 - June 3, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.·CRD# 13594
BD
New York, NY
August 9, 2017 - June 3, 2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
December 20, 2000 - June 20, 2017

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Current Firm

FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

Contact Information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone Number

(817) 731-8621

# of Employees

1,787

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (6/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

113,591

AUM (Assets Under Management)

$24,429,418,155

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of the other business: Georgetown University Libraries Board Whether the business is investment-related: No Address of the other business: Washington, DC Nature of the other business: Board Membership Your position, title, or relationship with the other business: Member The start date of your relationship: Aug 01, 2013 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: The Georgetown University Libraries Board is comprised of volunteer donors who act in an advisory capacity to the University Librarian. We assist with fundraising and major gift strategy (though not usually with fundraising itself), guide employment and personnel decisions, and otherwise boost the GU Libraries visibility with our other work with the University. There is no investment component with this work
(2) Name of the other business: Immaculate Conception Catholic Church Whether the business is investment-related: No Address of the other business: Irvington, NY Nature of the other business: Board Membership Your position, title, or relationship with the other business: Chairman, Parish Finance Committee / Member, Parish Council The start date of your relationship: Aug 01, 2012 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: The Parish Finance Committee that advises our Pastor on good stewardship of Parish finances. Notably, I've written and monitor the Parish's Investment Policy Statement, especially in relation to the investment of long- and medium-term investments managed by our outside retained Advisor, UBS. I make no investments on behalf of the Parish.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2005About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2023About the Series 24 exam

Series 30 — NFA Branch Manager Examination

Passed Mar 2012About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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