Thomas J. Fisher

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CRD#: 4314535

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas John Fisher Jr., who also goes by Thomas John Fisher Jr., Thomas John Fisher, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas John Fisher Jr. | Thomas John Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of the other business: Georgetown University Libraries Board Whether the business is investment-related: No Address of the other business: Washington, DC Nature of the other business: Board Membership Your position, title, or relationship with the other business: Member The start date of your relationship: Aug 01, 2013 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: The Georgetown University Libraries Board is comprised of volunteer donors who act in an advisory capacity to the University Librarian. We assist with fundraising and major gift strategy (though not usually with fundraising itself), guide employment and personnel decisions, and otherwise boost the GU Libraries visibility with our other work with the University. There is no investment component with this work (2) Name of the other business: Immaculate Conception Catholic Church Whether the business is investment-related: No Address of the other business: Irvington, NY Nature of the other business: Board Membership Your position, title, or relationship with the other business: Chairman, Parish Finance Committee / Member, Parish Council The start date of your relationship: Aug 01, 2012 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: The Parish Finance Committee that advises our Pastor on good stewardship of Parish finances. Notably, I've written and monitor the Parish's Investment Policy Statement, especially in relation to the investment of long- and medium-term investments managed by our outside retained Advisor, UBS. I make no investments on behalf of the Parish.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2025 - February 20, 2025

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

New London, CT

Past

August 26, 2024 - February 20, 2025

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

New London, CT

Past

August 15, 2017 - June 3, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

NEW YORK, NY

Past

August 9, 2017 - June 3, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

NEW YORK, NY

Past

December 20, 2000 - June 20, 2017

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/19/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/6/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 3/30/2012

NFA Branch Manager Examination

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2025

Series 7TO

Date: 7/6/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/19/2005

Series 7

Date: 12/19/2000

Series 24

Date: 7/6/2023

Series 30

Date: 3/30/2012

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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