Brian A. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alexander Byrne was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - July 11, 2023
ALPINE PRIVATE WEALTH
February 25, 2022 - August 7, 2023
IMST DISTRIBUTORS, LLC
April 12, 2004 - September 24, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 31, 2003 - April 30, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 30, 2001 - October 22, 2001
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ALPINE PRIVATE WEALTH
CRD#: 286072 / SEC#: 801-108952
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/25/2022
General Securities Representative ExaminationCurrent Firm
ALPINE PRIVATE WEALTH
CRD#: 286072 / SEC#: 801-108952
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 1,226,919,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
