Kevin E. Meier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Edward Meier was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - February 16, 2018
PLANTINGFIELD PARTNERS, LLC
February 13, 2009 - April 18, 2013
MILLER TABAK + CO., LLC
April 8, 2004 - September 10, 2004
MARK SECURITIES, INC.
January 18, 2001 - April 3, 2002
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/26/2009
Limited Representative-Equity Trader ExamCurrent Firm
PLANTINGFIELD PARTNERS, LLC
CRD#: 173362 / SEC#:
Contact information
Red Flags
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