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JC

John Chang

BEDELL FRAZIER INVESTMENT COUNSELLING.
Walnut Creek, CA 94596
Some features on this profile are disabled
CRD#: 4313991
JC

Professional summary

John Chang is a registered financial advisor currently at BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. located in Walnut Creek, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Chang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 13, 2022 - Present

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.

Office #1: 200 Pringle Avenue Suite 555, Walnut Creek, CA 94596
RIA
CRD#: 107326
Walnut Creek, CA
Past

March 1, 2012 - April 16, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
SAN FRANCISCO, CA
Past

March 1, 2012 - April 16, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
SAN FRANCISCO, CA
Past

June 4, 2007 - March 1, 2012

THOMAS WEISEL PARTNERS LLC

RIA
CRD#: 46237
SAN FRANCISCO, CA
Past

June 1, 2007 - March 1, 2012

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

July 1, 2003 - June 6, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN FRANCISCO, CA
Past

July 1, 2003 - June 6, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN FRANCISCO, CA
Past

September 17, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
SAN FRANCISCO, CA
Past

August 8, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
BEDELL FRAZIER INVESTMENT COUNSELING, LLC. | BEDELL INVESTMENT COUNSELLING LLC | BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | BEDELL FRAZIER INVESTMENT COUNSELLING LLC | BEDELL FRAZIER INVESTMENT COUNSELLING

CRD#: 107326 / SEC#: 801-57272

RIA
Registered Investment Advisory firm - (2/18/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/13/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/12/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/30/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/2002
General Securities Representative Examination

Current Firm

BF
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
BEDELL FRAZIER INVESTMENT COUNSELING, LLC. | BEDELL INVESTMENT COUNSELLING LLC | BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | BEDELL FRAZIER INVESTMENT COUNSELLING LLC | BEDELL FRAZIER INVESTMENT COUNSELLING

CRD#: 107326 / SEC#: 801-57272

RIA
Registered Investment Advisory firm - (2/18/2000 Approved)
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Contact information

Main Address
200 Pringle Avenue Suite 555, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 932-0344
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BEDELL FRAZIER INVESTMENT COUNSELLING LLC ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,890
AUM (Assets Under Management)$ 805,092,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.

CRD#: 107326Walnut Creek, CA 94596

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