Robert Starace
Professional summary
Robert Starace was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Robert had worked at 4 firms, which includes J.P. TURNER & COMPANY L.L.C., AURA FINANCIAL SERVICES INC., MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2005 - June 28, 2005
J.P. TURNER & COMPANY, L.L.C.
December 6, 2004 - March 23, 2005
AURA FINANCIAL SERVICES, INC.
July 29, 2004 - October 19, 2004
J.P. TURNER & COMPANY, L.L.C.
October 7, 2002 - October 31, 2003
MORGAN STANLEY DW INC.
September 7, 2001 - October 1, 2002
UBS FINANCIAL SERVICES INC.
April 4, 2001 - October 11, 2001
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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