Ann Margaret Rhoads
Professional Summary
Ann Margaret Rhoads, who also goes by Ann Nargaret Rhoads, was a registered financial advisor. Ann was a previously registered financial professional and started their career in finance 2001 - 2025. Ann had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ann Nargaret Rhoads
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ACQUEST ADVISORS L.L.C. | SCHNITZIUS & VAUGHAN, LLC | SCHNITZIUS & VAUGHAN | ACQUEST SECURITIES LLC | ACQUEST SECURITIES L.L.C.
Contact Information
Established
Texas since 01/31/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STOUGHTON, SHELDON RATCLIFFE | OWNER/MEMBER/PRINCIPAL/CCO/POO/PFO | 1946520 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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