William H. Braddy

PARKWOODS WEALTH PARTNERS

NASHVILLE, TN 37215

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CRD#: 4313461

Professional summary

William Henry Braddy III, CFP® is a registered financial advisor currently at PARKWOODS WEALTH PARTNERS, LLC located in Nashville, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Braddy is a 50% owner of Braddy and Braddy, LLC in Washington, NC. The business involves apartment rentals. Mr. Braddy devotes 8 hours per year to his responsibilities for the company. 2) Mr. Braddy is personally a passive minority investor in investment partnerships managed by Claritas Capital in Nashville TN. He does not have an active management role and the Claritas partnerships are private and do not involve any securities transactions with or for the public. 3) Mr. Braddy has a minority ownership interest in the Tucker Agency, a property and casualty insurance agency located in Nashville, TN. He is not actively involved in the management of this entity and spends less than 1 hour per month in activities related to this private investment. His ownership of Tucker Agency is approximately 27%. 4) Mr Braddy is a minority owner of Undesked, LLC. This is a passive investment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Braddy III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

January 8, 2025 - Present

PARKWOODS WEALTH PARTNERS, LLC

Office #1: 40 Burton Hills Boulevard Suite 200, Nashville, TN 37215

RIA

CRD#: 331565

NASHVILLE, TN

Past

June 23, 2015 - January 12, 2024

TSG CAPITAL ADVISORS

CRD#: 147509

RONKONKOMA, NY

Past

February 21, 2014 - December 17, 2024

KRAFT ASSET MANAGEMENT, LLC

RIA

CRD#: 119139

NASHVILLE, TN

Past

October 23, 2009 - January 14, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NASHVILLE, TN

Past

October 23, 2009 - January 14, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NASHVILLE, TN

Past

February 2, 2007 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NASHVILLE, TN

Past

October 3, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NASHVILLE, TN

Past

March 20, 2002 - November 12, 2004

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/2007

General Securities Principal Examination

Current Firm

PARKWOODS WEALTH PARTNERS, LLC

CRD#: 331565 / SEC#: 801-130478

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

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Contact information

Main Address

222 South Central Avenue Suite 550, Clayton, MO 63105

Mailing Address

Phone number

(877) 278-2716

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKWOODS WEALTH PARTNERS, LLC FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	745
AUM (Assets Under Management)	$ 408,594,987

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William H. Braddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Braddy III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSG CAPITAL ADVISORS

KRAFT ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

Primary Firm SEC Registration

PARKWOODS WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2002

Series 24

Date: 11/20/2007

Current Firm

PARKWOODS WEALTH PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKWOODS WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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