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RD

Robert M. Devito

AVENTURA SECURITIES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 4313445
RD

Professional summary

Robert Michael Devito is a registered financial professional currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Devito's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2013 - Present

AVENTURA SECURITIES, LLC

Office #1: 5550 Glades Road Suite 535, Boca Raton, FL 33431
BD
CRD#: 142374
Boca Raton, FL
Past

October 8, 2014 - November 24, 2014

HIGH POINT CAPITAL GROUP, INC.

BD
CRD#: 25667
MAITLAND, FL
Past

November 6, 2013 - January 27, 2016

LIVINGSTON MONROE CAPITAL GROUP INC.

BD
CRD#: 31228
BOCA RATON, FL
Past

January 2, 2004 - January 5, 2012

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

RIA
CRD#: 118812
BOCA RATON, FL
Past

January 17, 2003 - July 29, 2014

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

BD
CRD#: 118812
BOCA RATON, FL
Past

August 30, 2001 - September 25, 2001

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/31/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 5/25/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/1/2003
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/31/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/23/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/9/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/23/2003
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/2/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/4/2003
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: , 8-67458

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Mailing Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Phone number
(305) 466-0467
Established
Florida since 08/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENTURA SECURITIES, LLC

CRD#: 142374Boca Raton, FL 33431

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