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Robert Michael Devito

AVENTURA SECURITIES
BOCA RATON, FL
·CRD# 4313445·25 years experience

Professional Summary

Robert Michael Devito is a registered financial advisor currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida. Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

AVENTURA SECURITIES, LLC·CRD# 142374
BD
5550 Glades Road Suite 535, Boca Raton, FL 33431
October 31, 2013 - Present
HIGH POINT CAPITAL GROUP, INC.·CRD# 25667
BD
Maitland, FL
October 8, 2014 - November 24, 2014
LIVINGSTON MONROE CAPITAL GROUP INC.·CRD# 31228
BD
Boca Raton, FL
November 6, 2013 - January 27, 2016
FIRST AMERICAN CAPITAL AND TRADING CORPORATION·CRD# 118812
RIA
Boca Raton, FL
January 2, 2004 - January 5, 2012
FIRST AMERICAN CAPITAL AND TRADING CORPORATION·CRD# 118812
BD
Boca Raton, FL
January 17, 2003 - July 29, 2014
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Lake Worth, FL
August 30, 2001 - September 25, 2001

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Current Firm

AS
AVENTURA SECURITIES, LLC

AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: 8-67458
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Mailing Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Phone Number

(305) 466-0467

Established

Florida since 08/10/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER—
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/31/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2003About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2003

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2003About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2003About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Devito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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