WD
William C. Davis
KESTRA ADVISORY SERVICES
Albuquerque, NM 87109
Some features on this profile are disabled
CRD#: 4313120
WD
Professional summary
William Chris Davis, ChFC®, who also goes by Chris Davis, W.chris Davis, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Albuquerque, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Albuquerque, New Mexico.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. William has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Davis | W.chris Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: DAVIS ADVISORY GROUP, LLC POSITION: Owner/Manager/Member/ Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 10/01/2001 ADDRESS: 5130 Masthead St. NE, Ste. C, Albuquerque NM 87109, United States DESCRIPTION: I provide investment advice and financial planning using various investment or insurance vehicles. Any securities related recommendations or Fixed Indexed Annuities are conducted through Kestra. Some Fixed Insurance Products such as Whole Life, Term Life, Universal Life Insurance or Long Term Care Insurance are sold through vendors outside of Kestra Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative (IAR) Start Date: 11/1/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: As an IAR of Kestra Advisory Services, I provide Financial Planning and Fee Based Managed Portfolios for my clients Business Name: DAVIS TAX SERVICES, LLC POSITION: I am the owner/manager of Davis Tax Services, LLC ( a single member LLC) NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/04/2007 ADDRESS: 5130 Masthead St. NE, Suite C, Albuquerque NM 87109, United States DESCRIPTION: Davis Tax Services, LLC Operates as a separate entity within my office structure to prepare tax returns for many (but not all) of my financial clients. I have a full time accountant who prepares the tax returns for clients, I then review the tax returns with the clients upon completion to double check for accuracy prior to the clients filing with the IRS / State. Business Name: BG 518 LLC POSITION: Manager of LLC NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/30/2021 ADDRESS: 864 Entrada Dr. SW, Los Lunas NM 87031, United States DESCRIPTION: As Manager/Owner of the LLC, I will be responsible for the ownership, maintenance, marketing, leasing, and rent collection for the properties owned by the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view William Chris Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 2, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 100 Sun Avenue Ne Suite 650, Albuquerque, NM 87109RIA
CRD#: 283330
Albuquerque, NM
Current
November 1, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 Sun Avenue Ne Suite 600, Albuquerque, NM 87109BD
CRD#: 42046
Albuquerque, NM
Past
June 21, 2007 - November 2, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
ALBUQUERQUE, NM
Past
June 15, 2007 - November 2, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
ALBUQUERQUE, NM
Past
February 22, 2005 - June 18, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
ALBUQUERQUE, NM
Past
May 16, 2003 - June 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
ALBUQUERGUE, NM
Past
September 25, 2002 - May 15, 2003
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 9, 2001 - September 27, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
March 13, 2001 - September 27, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2020)
RR
Arizona(11/1/2017)
RR
Arkansas(11/1/2017)
RR
California(11/1/2017)
RR
Colorado(11/1/2017)
RR
Florida(11/1/2017)
RR
Georgia(11/1/2017)
RR
Hawaii(5/18/2022)
RR
Idaho(11/1/2017)
RR
Illinois(11/1/2017)
RR
Kentucky(1/4/2021)
RR
Maryland(11/1/2017)
RR
Massachusetts(12/18/2017)
RR
Minnesota(11/1/2017)
RR
Missouri(4/27/2023)
RR
Montana(11/1/2017)
RR
Nevada(11/1/2017)
RR
New Hampshire(2/25/2019)
RR
New Jersey(1/16/2018)
RR
New Mexico(11/1/2017)
IAR
New Mexico(11/2/2017)
RR
New York(11/1/2017)
RR
North Carolina(5/2/2022)
RR
Ohio(11/1/2017)
RR
Oklahoma(11/1/2017)
RR
Oregon(11/1/2017)
RR
South Carolina(10/27/2023)
RR
South Dakota(7/14/2021)
RR
Tennessee(9/25/2019)
RR
Texas(11/1/2017)
RR
Utah(11/1/2017)
RR
Virginia(11/1/2017)
RR
Washington(11/1/2017)
RR
Wyoming(11/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Albuquerque, NM 87109TRUST BUT VERIFY
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