William Chris Davis

Business Name: DAVIS ADVISORY GROUP, LLC POSITION: Owner/Manager/Member/ Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 10/01/2001 ADDRESS: 5130 Masthead St. NE, Ste. C, Albuquerque NM 87109, United States DESCRIPTION: I provide investment advice and financial planning using various investment or insurance vehicles. Any securities related recommendations or Fixed Indexed Annuities are conducted through Kestra. Some Fixed Insurance Products such as Whole Life, Term Life, Universal Life Insurance or Long Term Care Insurance are sold through vendors outside of Kestra Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative (IAR) Start Date: 11/1/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: As an IAR of Kestra Advisory Services, I provide Financial Planning and Fee Based Managed Portfolios for my clients Business Name: DAVIS TAX SERVICES, LLC POSITION: I am the owner/manager of Davis Tax Services, LLC ( a single member LLC) NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/04/2007 ADDRESS: 5130 Masthead St. NE, Suite C, Albuquerque NM 87109, United States DESCRIPTION: Davis Tax Services, LLC Operates as a separate entity within my office structure to prepare tax returns for many (but not all) of my financial clients. I have a full time accountant who prepares the tax returns for clients, I then review the tax returns with the clients upon completion to double check for accuracy prior to the clients filing with the IRS / State. Business Name: BG 518 LLC POSITION: Manager of LLC NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/30/2021 ADDRESS: 864 Entrada Dr. SW, Los Lunas NM 87031, United States DESCRIPTION: As Manager/Owner of the LLC, I will be responsible for the ownership, maintenance, marketing, leasing, and rent collection for the properties owned by the LLC.