Jack W. Waltman

PYA WALTMAN CAPITAL

Knoxville, TN 37922

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CRD#: 4313008

Professional summary

Jack William Waltman JR., CFP®, who also goes by Bill Waltman, J William Waltman, Jack William Waltman, is a registered financial advisor currently at PYA WALTMAN CAPITAL, LLC located in Knoxville, Tennessee.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jack has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Waltman | J William Waltman | Jack William Waltman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack William Waltman JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

November 29, 2007 - Present

PYA WALTMAN CAPITAL, LLC

Office #1: 1402 Ebenezer Road, Knoxville, TN 37922

RIA

CRD#: 137283

Knoxville, TN

Past

March 28, 2005 - December 20, 2005

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FAIRFIELD, IA

Past

January 23, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

KNOXVILLE, TN

Past

September 2, 2003 - December 20, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

KNOXVILLE, TN

Past

April 30, 2003 - September 2, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 6, 2000 - April 30, 2003

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PYA WALTMAN CAPITAL, LLC

PYA WALTMAN CAPITAL, LLC | PYM WALTMAN CAPITAL, LLC

CRD#: 137283 / SEC#: 801-64909

RIA

Registered Investment Advisory firm - (12/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/29/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/16/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/4/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/21/2001

General Securities Principal Examination

Current Firm

PYA WALTMAN CAPITAL, LLC

PYA WALTMAN CAPITAL, LLC | PYM WALTMAN CAPITAL, LLC

CRD#: 137283 / SEC#: 801-64909

RIA

Registered Investment Advisory firm - (12/9/2005 Approved)

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Contact information

Main Address

1402 Ebenezer Road, Knoxville, TN 37922

Mailing Address

Phone number

(865) 693-6301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PYAW FORM ADV PART 2A 3.12.2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,367
AUM (Assets Under Management)	$ 819,277,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack W. Waltman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack William Waltman JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

COMMONWEALTH FINANCIAL NETWORK

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PYA WALTMAN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2001

Series 65

Date: 8/4/1999

Series 7

Date: 12/5/2000

Series 24

Date: 3/21/2001

Current Firm

PYA WALTMAN CAPITAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PYA WALTMAN CAPITAL, LLC

TRUST BUT VERIFY

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