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RM

Randolph B. Mcneill

Some features on this profile are disabled
CRD#: 4312991
RM

Professional summary

Randolph B Mcneill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Randolph is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Randolph had worked at 4 firms, which includes BUCKMAN BUCKMAN & REID INC., GARDEN STATE INVESTMENT ADVISORY SERVICES LLC, GARDEN STATE SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randolph B Mcneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 4, 2015 - June 19, 2018

BUCKMAN, BUCKMAN & REID, INC.

BD
CRD#: 23407
little silver, NJ
Past

August 6, 2009 - May 12, 2015

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 133088
RED BANK, NJ
Past

August 4, 2009 - May 11, 2015

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
SCOTCH PLAINS, NJ
Past

January 2, 2002 - August 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EAST BRUNSWICK, NJ
Past

July 26, 2001 - August 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EAST BRUNSWICK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/3/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2001
General Securities Representative Examination

Current Firm

BB
BUCKMAN, BUCKMAN & REID, INC.
BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
44 Church St., Little Silver, NJ 07739
Mailing Address
44 Church St., Little Silver, NJ 07739
Phone number
(732) 530-0303
Established
New Jersey since 09/07/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JTC HOLDINGS LLCSHARE HOLDER
GIAKAS, WALLACE MARTINSTOCKHOLDER1068278
LAU, PETER SENSTOCKHOLDER2302677
YANG, ZHAOSHAREHOLDER6077274
ALMERINI, LOUIS ACHILLEFINOP1605183
BUCKMAN, HARRY JOHNCHAIRMAN, RSOP1090909
BUCKMAN, HARRY JOHN JRSR. VICE PRESIDENT2202467
BUCKMAN, MARYSTOCKHOLDER5823239
BUCKMAN, THOMAS PAULSECRETARY2577168
CAMPOLI, JOHNSHAREHOLDER6596748
PANNO, RICHARD ANTHONYCHIEF COMPLIANCE OFFICER724727
SHOICHET, MARK ELLIOTTSTOCKHOLDER2301353

Disclosures

Regulatory Event18
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

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