Troy Joslyn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Joslyn, who also goes by Troy William Joslyn, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 2001. Troy had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2019 - January 16, 2020
FIRST COMMAND ADVISORY SERVICES
October 25, 2019 - January 16, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
April 4, 2012 - March 9, 2018
NATIONAL FINANCIAL SERVICES LLC
February 28, 2001 - May 9, 2011
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/10/2006
Limited Representative-Equity Trader ExamCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
