DB
Dale K. Black
GLOBAL VIEW CAPITAL MANAGEMENT LLC
PLEASANT GROVE, UT 84062
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CRD#: 4312705
DB
Professional summary
Dale Kline Black, who also goes by Dale K. Black, Dale Black, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Pleasant Grove, Utah.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dale has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 22, Series 6, Series 39 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dale K. Black | Dale Black
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] DALEMAR, INCORPORATED; NOT INVESTMENT RELATED; ADDRESS: 36 E. 400 S., MAPLETON, UT 84664; STARTED: 03.04.2008; APPROX. 3 HRS/MONTH DURING TRADING HOURS; APPROX. 1 HR/MONTH OUTSIDE TRADING HOURS; POSITION: SHAREHOLDER; RESPONSIBILITIES: MANAGE S-CORP PASS-THROUGH ENTITY USED FOR PERSONAL BUSINESS EXPENDITURES. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 12 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [3] GVC PARTNERS, LLC; NOT INVESTMENT RELATED; ADDRESS: 223 S. PLEASANT GROVE BOULEVARD, SUITE 201, PLEASANT GROVE, UT 84062; NATURE: PARTNERSHIP; POSITION: MEMBER; STARTED: 09.21.2011 AND NAME OF THE OTHER MEMBERS CHANGED AS OF 02.01.2023; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; APPROX. 5 HR/MONTH DURING TRADING HOURS ; RESPONSIBILITIES: PASS-THROUGH ENTITY CONSISTING OF FOUR PARTNERS, EACH PARTNER IS AN INDEPENDENT CONTRACTOR WITH GLOBAL VIEW CAPITAL ADVISORS EARNING COMMISSIONS AND/OR FEES THAT ARE DEPOSITED INTO GVC PARTNERS WHICH PAYS OFFICE EXPENDITURES AND THE PARTNERS PAYROLL AND DOES THE TAX FILINGS. [4] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05.07.2013; APPROX. 143 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 149 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [5] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.13.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Dale Kline Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 233 South Pleasant Grove Boulevard Suite 102, Pleasant Grove, UT 84062RIA
CRD#: 158292
PLEASANT GROVE, UT
Past
January 2, 2014 - October 11, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
PLEASANT GROVE, UT
Past
October 20, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
PLEASANT GROVE, UT
Past
October 20, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
PLEASANT GROVE, UT
Past
August 8, 2006 - October 15, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
SANDY, UT
Past
June 24, 2005 - August 24, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SANDY, UT
Past
April 12, 2002 - October 15, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
PLEASANT GROVE, UT
Past
November 29, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/17/2023)
IAR
Utah(1/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Pleasant Grove, UT 84062TRUST BUT VERIFY
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