Jerry S. Swiney

PARK SQUARE FINANCIAL GROUP LLC

HOOVER, AL

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CRD#: 4312698

Professional summary

Jerry Scott Swiney, CFP®, who also goes by Jerry S Swiney, is a registered financial advisor currently at PARK SQUARE FINANCIAL GROUP LLC located in Hoover, Alabama.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jerry has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry S Swiney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PARK SQUARE FINANCIAL GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2016 ADDRESS: 3100 Lorna Rd, hoover AL 35216, United States DESCRIPTION: Advice associated with clients and client management TIME SPENT: 10 HOURS/WEEK 2) INSURANCE AGENT POSITION: LICENSED INSURANCE AGENT, VARIOUS CARRIERS DESCRIPTION: PROVIDE INSURANCE PRODUCTS TIME SPENT: 10 HOURS PER WEEK 3) JSS FINANCIAL POSITION: MANAGING MEMBER DESCRIPTION: ENTITY USED FOR OWNERSHIP OF INVESTMENT ADVISORY FIRM, PARK SQUARE FINANCIAL GROUP, LLC TIME SPENT: 1 HOUR PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Scott Swiney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 16, 2024 - Present

PARK SQUARE FINANCIAL GROUP LLC

RIA

CRD#: 6627

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK SQUARE FINANCIAL GROUP LLC

PARK SQUARE | PARK SQUARE FINANCIAL GROUP, LLC | PARK SQUARE FINANCIAL GROUP LLC

CRD#: 332268 / SEC#: 801-131121

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/16/2024)

IAR

Georgia
(11/13/2024)

IAR

Texas
(9/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/2002

General Securities Principal Examination

Current Firm

PARK SQUARE FINANCIAL GROUP LLC

PARK SQUARE | PARK SQUARE FINANCIAL GROUP, LLC | PARK SQUARE FINANCIAL GROUP LLC

CRD#: 332268 / SEC#: 801-131121

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

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Contact information

Main Address

55 Park Square Ste 103, Roswell, GA 30075

Mailing Address

Phone number

(770) 641-1401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/19/2025)

WRAP BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	736
AUM (Assets Under Management)	$ 208,169,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerry S. Swiney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Scott Swiney's CRS (Customer Relationship Summary).

Certified licenses

Experience

CSENGE ADVISORY GROUP, LLC

LION STREET FINANCIAL, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PARK SQUARE FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2000

Series 24

Date: 7/30/2002

Current Firm

PARK SQUARE FINANCIAL GROUP LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARK SQUARE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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