Patrick J. Kane
Professional summary
Patrick John Kane is a registered financial professional currently at MOSAIC ATS, LLC located in New York, New York and YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 25, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Kane's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2025 - Present
MOSAIC ATS, LLC
Office #1: 875 Washington Street 4th Floor, New York, NY, 10014March 18, 2026 - Present
YORKVILLE SECURITIES, LLC
Office #1: 1012 Springfield Ave, Mountainside, NJ 07092September 12, 2018 - July 10, 2023
SEA OTTER SECURITIES GROUP LLC
November 8, 2016 - June 13, 2017
ARXIS SECURITIES LLC
February 25, 2013 - December 1, 2016
CANACCORD GENUITY LLC
July 2, 2012 - February 25, 2013
VIRTU AMERICAS LLC
November 21, 2008 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
October 8, 2007 - November 18, 2008
CITIGROUP GLOBAL MARKETS INC.
January 9, 2006 - April 26, 2006
M & J SECURITIES, INC.
May 17, 2001 - December 31, 2005
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 9/22/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/5/2009
Limited Representative-Equity Trader ExamSeries 25
Date: 8/14/2002
NYSE Trading Assistant ExaminationFINRA
FINRA
Current Firm
YORKVILLE SECURITIES, LLC
CRD#: 330480 / SEC#: , 8-71241
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| MARKUNAS, MICHAEL NMN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 1832307 |
| MCNICOLL, PATRICE | CO-CEO | 3199758 |
| RILLO, TROY JAMES | MEMBER OF BOARD OF MANAGERS; CO-CEO | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
Red Flags
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