Albert R. Puccerella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Robert Puccerella III, who also goes by John Higgins, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2001. Albert had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2004 - November 3, 2006
GREAT EASTERN SECURITIES, INC.
October 21, 2002 - January 8, 2004
J.P. TURNER & COMPANY, L.L.C.
August 1, 2002 - September 6, 2002
VFINANCE INVESTMENTS, INC
May 9, 2002 - July 24, 2002
S.G. MARTIN SECURITIES LLC
January 16, 2002 - May 6, 2002
MORGAN SPAULDING, INC.
July 3, 2001 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
May 10, 2001 - August 1, 2001
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
