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AB

Alan K. Bastian

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP
MT. PLEASANT, SC 29464
Some features on this profile are disabled
CRD#: 4312506
AB

Professional summary

Alan K. Bastian is a registered financial advisor currently at LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC located in Mt. Pleasant, South Carolina.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alan has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan K. Bastian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2005 - Present

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

Office #1: 220 Church Street, Suite 101, Mt. Pleasant, SC 29464
RIA
CRD#: 135255
MT. PLEASANT, SC
Past

July 1, 2003 - May 19, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

January 30, 2001 - May 19, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLESTON, SC
Past

December 4, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(5/20/2005)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/11/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/11/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/28/2000
General Securities Representative Examination

Current Firm

L&
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC
LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

CRD#: 135255 / SEC#:

South Carolina
Registered Investment Advisory firm - (5/11/2005 Approved)
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Contact information

Main Address
220 Church Street Suite 101b, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 884-3002
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts155
AUM (Assets Under Management)$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

CRD#: 135255Mt. Pleasant, SC 29464

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