GD
Gregory M. Dvorocsik
SPIDERROCK ADVISORS
Dallas, TX
Some features on this profile are disabled
CRD#: 4312492
GD
Professional summary
Gregory M Dvorocsik is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Dallas, Texas and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 6 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory M Dvorocsik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2025 - Present
SPIDERROCK ADVISORS, LLC
RIA
CRD#: 171992
Dallas, TX
Current
September 29, 2006 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606BD
CRD#: 38642
CHICAGO, IL
Past
September 29, 2006 - October 17, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
NEW YORK, NY
Past
March 21, 2003 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
RIA
CRD#: 105068
DALLAS, TX
Past
March 21, 2003 - September 29, 2006
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
Past
March 16, 2001 - March 21, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
RIA
Registered Investment Advisory firm - (8/20/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2014)
RR
Alaska(11/21/2022)
RR
Arizona(6/4/2021)
RR
Arkansas(11/13/2017)
RR
California(11/13/2017)
RR
Colorado(6/4/2021)
RR
Connecticut(11/21/2022)
RR
Delaware(11/21/2022)
RR
District of Columbia(6/4/2021)
RR
Florida(7/14/2014)
RR
Georgia(7/14/2014)
RR
Hawaii(6/4/2021)
RR
Idaho(11/21/2022)
RR
Illinois(2/10/2017)
IAR
Illinois(10/17/2025)
RR
Indiana(2/10/2017)
RR
Iowa(11/21/2022)
RR
Kansas(2/11/2021)
RR
Kentucky(6/4/2021)
RR
Louisiana(7/14/2014)
RR
Maine(11/21/2022)
RR
Maryland(11/21/2022)
RR
Massachusetts(6/4/2021)
RR
Michigan(11/21/2022)
RR
Minnesota(11/21/2022)
RR
Mississippi(7/14/2014)
RR
Missouri(2/10/2017)
RR
Montana(11/21/2022)
RR
Nebraska(11/21/2022)
RR
Nevada(11/21/2022)
RR
New Hampshire(11/21/2022)
RR
New Jersey(10/7/2016)
RR
New Mexico(6/4/2021)
RR
New York(10/7/2016)
RR
North Carolina(2/11/2021)
RR
North Dakota(11/21/2022)
RR
Ohio(11/21/2022)
RR
Oklahoma(2/11/2021)
RR
Oregon(11/21/2022)
RR
Pennsylvania(6/4/2021)
RR
Puerto Rico(11/21/2022)
RR
Rhode Island(11/21/2022)
RR
South Carolina(6/4/2021)
RR
South Dakota(11/21/2022)
RR
Tennessee(11/13/2017)
RR
Texas(9/29/2006)
IAR
Texas(10/17/2025)
RR
Utah(11/21/2022)
RR
Vermont(11/21/2022)
RR
Virgin Islands(11/21/2022)
RR
Virginia(6/4/2021)
RR
Washington(11/21/2022)
RR
West Virginia(6/4/2021)
RR
Wisconsin(11/21/2022)
RR
Wyoming(11/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SPIDERROCK ADVISORS, LLC
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
RIA
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Contact information
Main Address
227 West Monroe Suite 4300, Chicago, IL 60606
Mailing Address
Phone number
(312) 847-0300
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,050 |
| AUM (Assets Under Management) | $ 5,979,259,343 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
