Frank Demolfetto
Professional summary
Frank Demolfetto was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Frank had worked at 2 firms, which includes GREAT EASTERN SECURITIES INC., J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2004 - February 25, 2005
GREAT EASTERN SECURITIES, INC.
January 24, 2003 - January 8, 2004
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
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