KB
Keith D. Burkhardt
CENTER FOR WEALTH MANAGEMENT ADVISORY
Milford, OH
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CRD#: 4312285
KB
Professional summary
Keith Daniel Burkhardt is a registered financial advisor currently at CENTER FOR WEALTH MANAGEMENT ADVISORY located in Milford, Ohio.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Keith has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Keith Daniel Burkhardt is a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Daniel Burkhardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2014 - Present
CENTER FOR WEALTH MANAGEMENT ADVISORY
RIA
CRD#: 171221
Milford, OH
Past
February 21, 2003 - March 5, 2007
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTER FOR WEALTH MANAGEMENT ADVISORY
CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY
CRD#: 171221 / SEC#: 801-112042
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
CENTER FOR WEALTH MANAGEMENT ADVISORY
CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY
CRD#: 171221 / SEC#: 801-112042
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Milford, OH
Mailing Address
Po Box 778, Amelia, OH 45102
Phone number
(513) 407-5430
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 887 |
| AUM (Assets Under Management) | $ 187,298,086 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
