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GS

George M. Spadaro

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CRD#: 431206
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Michael Spadaro was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1969. George had worked at 8 firms and has passed the Series 63, Series 7, Series 5, Series 1, Series 24, Series 4 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 2, 2000 - April 9, 2003

LONGVIEW FINANCIAL GROUP, INC

BD
CRD#: 38286
NEW YORK, NY
Past

May 5, 1998 - October 10, 2000

HORNBLOWER FISCHER & CO.

BD
CRD#: 10885
NEW YORK, NY
Past

January 15, 1998 - February 11, 1998

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

October 3, 1983 - November 1, 1985

HORNBLOWER FISCHER & CO.

BD
CRD#: 10885
Past

August 24, 1979 - November 19, 1982

MOSELEY SECURITIES CORPORATION

BD
CRD#: 7908
Past

January 18, 1978 - September 27, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

BD
CRD#: 7394
Past

December 15, 1972 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

BD
CRD#: 412
Past

November 10, 1969 - December 15, 1972

HORNBLOWER WEEKS HEMPHILL NOYES

BD
CRD#: 1000005

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 10/14/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 1
Date: 8/6/1965
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/31/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/13/1977
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 11/30/1972
Registered Principal Examination

Current Firm

LF
LONGVIEW FINANCIAL GROUP, INC
LONGVIEW FINANCIAL GROUP, INC | THIEME SECURITIES, INC. | LONGVIEW FINANCIAL GROUP, INC.

CRD#: 38286 / SEC#: , 8-48163

BD
Terminated by SEC on 09/07/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/07/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LONGVIEW FINANCIAL HOLDING, INC.SOLE SHAREHOLDER
SCHULTZ, J STUARTCEO & CCO2350425
THIEME, HEIKO HELMUTPRESIDENT828825

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONGVIEW FINANCIAL GROUP, INC

CRD#: 38286

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