TA
Traci E. Anderson
PACIFIC SELECT DISTRIBUTORS
Omaha, NE 68106
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CRD#: 4311837
TA
Professional summary
Traci Elizabeth Anderson, who also goes by Traci Elizabeth Anderson, Traci Elizabeth Johnson, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Omaha, Nebraska.
Traci is registered as a RR (Registered Representative) and started their career in finance in 2001. Traci has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Traci Elizabeth Anderson | Traci Elizabeth Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Traci Elizabeth Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 6750 Mercy Road, Omaha, NE 68106BD
CRD#: 4452
Omaha, NE
Past
August 5, 2010 - January 14, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
January 4, 2010 - July 30, 2010
ASPEN YORKSHIRE
RIA
CRD#: 137187
CASTLE ROCK, CO
Past
May 27, 2008 - December 31, 2009
ASPEN YORKSHIRE
RIA
CRD#: 137187
CASTLE ROCK, CO
Past
July 6, 2005 - March 17, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
February 27, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
February 13, 2001 - July 5, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/29/2023)
RR
Alaska(5/8/2023)
RR
Arizona(5/15/2023)
RR
Arkansas(6/12/2023)
RR
California(5/8/2023)
RR
Colorado(5/22/2023)
RR
Connecticut(5/8/2023)
RR
Delaware(5/23/2023)
RR
District of Columbia(5/9/2023)
RR
Florida(5/9/2023)
RR
Georgia(5/10/2023)
RR
Hawaii(5/31/2023)
RR
Idaho(5/9/2023)
RR
Illinois(5/31/2023)
RR
Indiana(5/9/2023)
RR
Iowa(5/9/2023)
RR
Kansas(5/8/2023)
RR
Kentucky(5/24/2023)
RR
Louisiana(5/8/2023)
RR
Maine(5/8/2023)
RR
Maryland(5/9/2023)
RR
Massachusetts(6/30/2023)
RR
Michigan(6/30/2023)
RR
Minnesota(5/10/2023)
RR
Mississippi(5/9/2023)
RR
Montana(5/25/2023)
RR
Nebraska(5/8/2023)
RR
Nevada(6/1/2023)
RR
New Hampshire(5/17/2023)
RR
New Jersey(7/26/2023)
RR
New Mexico(5/9/2023)
RR
New York(5/9/2023)
RR
North Carolina(5/9/2023)
RR
North Dakota(5/15/2023)
RR
Ohio(5/8/2023)
RR
Oklahoma(5/8/2023)
RR
Oregon(6/8/2023)
RR
Pennsylvania(5/9/2023)
RR
Rhode Island(5/12/2023)
RR
South Carolina(5/26/2023)
RR
South Dakota(5/8/2023)
RR
Tennessee(5/9/2023)
RR
Texas(5/9/2023)
RR
Utah(5/9/2023)
RR
Vermont(5/11/2023)
RR
Virginia(5/11/2023)
RR
Washington(5/8/2023)
RR
West Virginia(5/10/2023)
RR
Wisconsin(5/8/2023)
RR
Wyoming(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/23/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PACIFIC SELECT DISTRIBUTORS, LLC
PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.
CRD#: 4452 / SEC#: , 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Mailing Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Phone number
(949) 219-6579
Established
Delaware since 01/01/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452Omaha, NE 68106TRUST BUT VERIFY
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